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After Prop. 4: Who gets the money?
By Sito Negron



The vote is over. Now comes the debate.

After voters approved Proposition 4 last week, they ignited a statewide debate about how seven Texas universities can access about $25 million a year to grow their research portfolio.

The funds come from a $500-million endowment the proposition created to help the schools reach “tier-one” status, a designation that puts them in the running for more federal research funds.

The University of Texas at El Paso is one of those universities, and like the others, it’s trying to figure out exactly what some of the state eligibility criteria mean.

It’s also focusing on what it’s done well recently – securing federal and other research grants – as it prepares its case for tier-one status.

That case may take years to develop, or at least to gain political and bureaucratic support, as two of the seven universities in the group of so-called “emerging” tier-one schools are thought to have a leg up.

Those two are Texas Tech and the University of Houston. They are closer than the others – UTEP, UT San Antonio, North Texas, UT Arlington, and UT Dallas – to meeting the state criteria.

In addition, three of the schools are in the Dallas-Fort Worth area, with its huge population base and heavy political support.

“I do think Texas Tech and the University of Houston have a leg up because of their large base of graduates and their standing in the Legislature, and their fund-raising capabilities, and a number of things the Legislature wants you to have to match some of this stuff. But I think UTEP gets across the goal line,” said Rick Francis, an El Paso banker and Texas Tech regent. “I think (UTEP President) Diana Natalicio can get it done. I have a great deal of belief in her.”

Step one: $45 million
The first step is to have $45 million in research-specific grants for at least two years, something none of the emerging schools had as of six months ago, Natalicio said.

UTEP is at about $30 million, she said, and “I’m confident we’ll get there.”

The Legislature will appropriate the money starting with the 2011 session, she said. So as to when UTEP might meet the $45-million benchmark, she said, “Obviously the sooner the better, because the sooner you get to that threshold criteria, you’d be one of the institutions eligible to participate in the funding that will become available after 2011. None of the institutions is now eligible, last time I looked; maybe Houston has moved there. So we all have work to do.”

Once the grant threshold is met, the six other criteria kick in. Of those, two are clear – a required endowment value of $400 million, and awarding 200 doctoral degrees per year. Both Texas Tech and University of Houston meet those criteria.

One measure that’s semi-clear calls for a Phi Beta Kappa chapter on campus or membership in the Association of Research Libraries, “or the equivalent.”

But the remainder are rather fuzzy, requiring schools to have “high-achieving” freshman classes, “excellent” graduate programs and “high-quality” faculty.

Natalicio said that the next procedural step is for the Texas Higher Education Coordinating Board to meet either later this year or early in 2010 to refine the criteria.

“I hope that we will have an opportunity to have input on, what are the metrics to be used to measure quality? There’s still quite a bit of work to do to get to the point these criteria are more clearly articulated,” she said. “This is kind of a broad outline and there’s still work to be done.”

Border impact
During discussion on bills that addressed the push for more tier-one schools in Texas, state Sen. Eliot Shapleigh tried to change the criteria to give UTEP a better chance.

One amendment would have changed the requirement for 200 doctoral degrees to 100, and allow a school to qualify if it had 20-percent growth in Ph.D.s awarded over three fiscal years.

Another was aimed at reducing Texas Tech’s clout and boosting El Paso’s and San Antonio’s by adding a criterion favoring schools located in population centers. Neither amendment passed.

Shapleigh said the context for those amendments, and for the push to tier-one status, is an historic under funding of the border in general, and higher education in particular.

Added to that is the state’s refusal until recently to allow doctoral programs at border universities. The state responded to historic education inequities through various programs over the years, including in 1989 launching the South Texas Border Initiative to fund higher education.

Shapleigh noted the context and his concerns with the criteria and the “coronation of the University of Houston and Texas Tech University” in a May 18 letter to Lt. Gov. David Dewhurst. In it, Shapleigh asked that a second border initiative be developed “to reverse decades of institutionalized and systemic discrimination against our Borderlands universities.”

Shapleigh admitted that wasn’t likely to happen. Meanwhile, he said, the community now must rally behind UTEP the way it did with Texas Tech during the push for the medical school.

“Now the question is, what is our path to success? What criteria do we invest in, in order to achieve a nationally recognized research university at UTEP? That is a leadership question for 2010,” Shapleigh said.

“Every great Southwestern city has a great university at the heart of its education and economic development endeavor. For El Paso to succeed, UTEP must succeed, both as an undergraduate center of excellence and a post-graduate national research university. That’s the simple truth about El Paso’s future,” he added.

Community support
Natalicio said Shapleigh’s historical take on under funding of border universities was correct.

“I agree that it’s going to require a greater investment by the state if we hope to be competitive economically. And so I think the evidence for this is the relatively smaller number of doctoral programs at institutions on the border,” she said. UTEP has been able to grow those programs “rather quickly,” she said, going from one doctoral track in 1990 to 16 today, with “a number in the pipeline.”

Still, this year UTEP awarded just 59 doctoral degrees, a long way from the required 200. Compare that to Texas Tech, which has more than 50 doctoral programs, and awarded 221 Ph.D.s this year.

“We’re marching forward and over time we’ll get there, but compared to institutions in the Dallas-Fort Worth area, which have much larger numbers of doctoral programs, it’s difficult to produce the number of doctoral graduates stated in the criteria if you don’t have the programs,” Natalicio said.

What UTEP does have going for it is Natalicio’s place on the National Science Foundation board, and she’s a trustee of the Rockefeller Foundation. Both put her in a position to attract research funding, which Shapleigh, who has been critical of some aspects of Natalicio’s tenure at UTEP, said has been a real success.

Natalicio said that while she works through the process at the Texas Higher Education Coordinating Board to refine the criteria, the community has a role as well.

“One thing the community can do, which is what the community did in the case of the medical school, is to articulate in very clear terms the importance of UTEP becoming a tier-one university to the future of the region,” she said. “People in the community can articulate that in ways UTEP can’t, because they are presumably less biased or less conflicted than we would be.”

She added, “They did a very good job of making that case in the steps leading up to the funding of the medical school,
and I think that’s what needs to happen here as well. In addition we need financial support, which validates essentially that support, that moral support if you will, or economic development argument much in the way that Paul Foster helped signify with his major gift to the medical school.”

Natalicio said the UTEP endowment is at about $150 million, well below the criterion of $400 million set forth by the state.

“Frankly, that’s a criteria whose validity I believe does not make a whole lot of sense,” she said.

Natalicio said that while $25 million a year split among as many as seven universities doesn’t sound like a lot of money, it can provide the edge to create specialized programs and hire faculty.

Although universities work with enormous budgets, as with cities, the vast majority of money goes for fixed costs like salaries, equipment and maintenance. Relatively smaller amounts can help leverage grants and other funding sources to build specialty programs that can lead to tier-one status.

“We just raised $4.1 million and got $3 million in a state match. That’s $7 million in the past couple of months we didn’t have before to invest in graduate programs and research,” she said. “That makes a big difference and will enable us to target the funds and give us flexibility we didn’t otherwise have.”


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